Thursday, November 25, 2021

 Clear Thinking as Broad Rationality for Living with Excellence and Flourishing Together 

  

This book suggests a framework for how we can live better, both individually and together.  It isn’t a new framework, it is a modern take on a very old framework.  The framework is based on a particular conception of what sort of species we are, including being cultural, social, and in a very broad sense, rational.  We are capable of learning to reason well and make good decisions and take effective action both individually and jointly.  Yet we cannot take this kind of broad rationality for granted as already being present just because we are born of human parents.  It is something we develop as a result of our social and cultural practices.  The requirement of being able to communicate with each other about our different needs, desires, knowledge, and skills is a vital part of being a cultural and social species and it requires a certain explicitness and candor that I refer to in broad terms as “clear thinking.”  


It will take an extended argument and many examples to illustrate this idea of clear thinking as broad rationality.  That’s because we have many ways of thinking of the same things that tend to obscure the central ideas required for this framework.  For example, it requires a particular way of thinking about human abilities in general and particularly how human excellence arises as a result of development in a cultural environment.  We often use terms like intelligence, wisdom, expertise, knowledge, and personality in some technical or narrow ways that can obscure their potential role in human flourishing.  


One of the first questions I think a good reader should be asking in any book drawing on a prescriptive or normative argument (as I do here) is: “what does the author hope to accomplish that is truly promising yet which others have not already covered better?”  I'm very explicitly standing on the shoulders of many others in this book and I will try to give many of them the credit they are due.  

  

What I hope to add is a way of putting several existing ideas together that makes them more practical, more systematic, and more generally useful.  The biggest challenge I have in coming up with such a general framework is that a vital part of my argument is that our reliance on universal general abstract principles has been part of the reason our thinking has been constrained and our rationality overly narrow.  So I have to be careful about not replacing some overly general principles with another set of overly general principles.  At the same time I have to be careful that in arguing against overly general principles I don't also undermine our capacity for reasoning through our situations and contribute to the existing and corrosive cynicism and "relativism" that has pervaded so much of culture.  


When we want to offer a normative or prescriptive argument about humanity, it’s traditional to start with some claim about what humans are particularly or uniquely good at and to build upon that.  There’s a very old argument along these lines that starts with trying to discern our purpose.  Traditional examples are “tool using” and “language” and “imagination.”  


My argument starts with humans being cultural animals, because culture is how we adapted ourselves to living in so many different environments and in so many different ways.  What I propose we as individual humans we do particularly or uniquely well as cultural animals is to each develop a range of skills and knowledge that adapt us to our own way of life.  Culture is the indispensable scaffolding for this cultivation of skills and knowledge.      

  

I argue that: (1)  there is a foundation for thinking clearly, (2) that it can be learned by human beings as part of their education and development, (3) that it does lead to living well individually and together, and (4) that on the whole we have rarely taken advantage of this foundation, and (5) that is more because of commitments to certain opposing aspects of culture than because the foundation isn't sound. 


Building and expanding on this argument in several dimensions, I try to provide a framework for thinking clearly that includes but does not merely stop at individual critical thinking.  


What the Radical Enlightenment vision got dangerously wrong about humanity and reasoning


Long before the origins of agriculture, humans expanded across the globe, from the arid deserts of Australia to the frozen tundra of the Canadian Arctic. Surviving in this immense diversity of habitats depended not on specific genetic adaptations, but on large bodies of culturally transmitted know-how, abilities, and skills that no single individual could figure out in his or her lifetime (e.g., blowguns, animal tracking). Lacking local cultural knowledge, many an explorer has perished in supposedly “harsh” environments in which local adolescents would have easily survived.  (Boyd, Richerson, & Henrich, 2011)[Boyd, R., Richerson, P. J., & Henrich, J. (2011). The cultural niche: Why social learning is essential for human adaptation. Proceedings of the National Academy of Sciences of the United States of America, 108, 10918-10925.]


The human species is characterized by a single primary adaptation that makes it possible for us to thrive in a wide variety of physical environments.  That adaptation is what we call culture.   All living things including human beings face adaptive challenges but humans are distinctive in that most of our adaptations are transmitted culturally rather than genetically.  Cultural adaptations, like biological ones, are generally built up incrementally over time and can become extremely complex compared to the adaptations of other animals. 


This is all made possible by biologically transmitted species-typical abilities such as imitation, socializing, and invention, but the specifics of how we live well are transmitted culturally and require vital practices built upon those abilities which allow us to take part in complex cultural adaptations (such as the specific roles we take on) as we each develop.


Living together through a myriad of different ways of life is a central part of what it means to be human.  I think that much is relatively straightforward biological fact.  The specific implications for how we can best live well take some further thought.     


A very popular myth suggests that we are born as hermits outside of the rest of humanity and then decide to join in with the rest of our species via some sort of agreement or social contract.  One version of this individualist myth even suggests that we are simply individuals trying to survive and reproduce in a jungle of other individuals doing the same.  Often it may well feel that way.  My thesis here is that the biological reality is very different from that appearance and this mistake has many important implications for how well we live.


There are a number of good reasons why we feel like we are lone individuals fighting and competing for survival even though the reality is that we survive and thrive primarily because of our social nature and our ability to work together to accomplish things.  


Some of these reasons are psychological: we find it far easier to think from our own inside perspective focused on our own immediate needs and desires than to take an outside perspective that lets us see more broadly what is going on around us and see our deep interdependence.  


Then some of these reasons are conceptual and have to do with a deeply embedded tradition of thought that accompanied and supported the industrial revolution by stressing an exclusively competitive view of how business, for example, works.  This view was probably central in justifying the accumulation of extreme wealth by corporations while large and sometimes growing numbers of people lived in poverty.  


Today we still see many people arguing from these system justifying traditions of thought. I believe we can trace this justification of unjust living conditions back to a particular narrow conception of reasoning based on a radical sort of individualism that many or perhaps most of us take for granted as true.  I suggest that the view of business for example as accumulating wealth for individuals rather than fostering prosperity in general for human life is a fundamental mistake.  It ignores the biological reality of our role as members of a community and as members of humanity.  


There’s a commonly made error suggesting that being members of a community or members of humanity merely imposes obligations or duties upon the otherwise free individual.  To put it simply, this is nonsense.  Our freedom itself is meaningless without considering the way we live and our interdependence with others.  And as cultural and social beings most of our needs and concerns are either mutual with others or shared with others rather than in conflict with others.  Yes we have different preferences and we sometimes compete but when we compete it is within a larger framework of assumptions and rules, without which our competition would (and sometimes does) degrade into ways of living that are far below what any of us aspires to.    


I propose that that as a social and cultural species, the situation we are born into is from the very start social and cultural.  We learn to live well within the situation we find ourselves in by taking on various specific roles and learning specific practices that are already present in the  culture and society into which we are born.  We learn to navigate these roles we take on by acquiring competence and excellence in the associated practices.  We can participate in these practices and roles, we can create new ones, and we can change or eliminate existing ones.  It is culture itself that is our adaptation, not the specific roles and practices that have evolved over time.    


The Problem of Cultural and Moral Pluralism


If you accept my proposal above, even just tentatively for the sake of argument, a massive concern has probably already become obvious to you.  If we are really a social and cultural species that thrives by joint effort and mutual and shared needs and interests as I claim, then why are we so divided over every little thing that comes along?   If we are a species biologically rooted in cooperation as I claim, how can we make sense of so often being unable to agree on even the simplest things?  How can the social and cultural perspective I am proposing possibly be reconciled with our unmistakable cultural and moral pluralism and our seeming refusal (or even inability) to disagree constructively to flourish together?  Even if you can find your way past the trap of radical individualism, the trap of “civilization” seeming to either be a bloody jungle of competition or a authoritarian gulag seems unavoidable, especially during difficult times.     We sometimes seem to navigate a certain amount of pluralism because we recognize our commonalities, but there are times when our disagreements seem both deep and irreconcilable.  What lesson should we draw from this?  


That problem is exactly the reason the human flourishing perspective must be recognized.  Not to eliminate the cultural and moral pluralism by totalitarian means, but to recognize our interdependence and navigate the unavoidable differences.  This means recognizing the fundamental need for roles, practices, and ethics that put our human flourishing and individual excellence first rather than prioritizing the justification of destructive practices and systems that preserve unjust conditions.  


I argue that mutual mistrust and resentment are poisons to human flourishing.  To my thinking, the only way to address the root causes of mistrust is to build trust.  For me, the only way to address the root causes of resentment is to bring about justice.    That’s why the clear thinking framework is rooted in the concept of roles and practices rather than just rules and calculations.  Those are valuable ideas but they don’t provide a way to address the obstacles to human flourishing.  I focus on the skills we need to build trust, think and act with excellence, and create the preconditions needed for those things.  That’s clear thinking.  


We are not as good at solving problems together or at resolving our conflicts constructively as our most promising philosophies assume we are or require us to be. The usual knee-jerk reaction deriving from the popular radical individualist perspective is to blame individual lack of “critical thinking” and wax poetic about how people have to learn to be “more rational.”  As if being better critical thinkers would make cultural and moral pluralism disappear because we would all somehow reason to the same conclusions.  We might call that the rationalist utopia.  Everyone works together because they all agree on the relevant facts.  It makes for a very compelling vision but we simply aren’t a species of individual computers or fictional Vulcans.  


The rationalist utopia is very misguided specifically because when we try in all sincerity to “think critically” we  find that it is not a solo activity at all as we often assume, but rather a social practice where we assist each other in compensating for the blind-spots and biases that each of us cannot avoid.  This is what makes science “self-correcting” over time for example, not just performing experiments and testing hypotheses in isolation.  We can find ways to resolve disagreements over facts (though even this can be surprisingly difficult under some conditions) but it takes additional skills and dispositions to disagree constructively when we have different perspectives and prioritize ends and means differently and when we mistrust each other.    Reasoning together, making good decisions, and solving our problems jointly means much more than just using good logic to align our facts and looking for hypothetical decisive experiments that often don’t exist for the issues we are most concerned about.  


Most important to remember during times when we see the effects of “tribal” thinking or “polarization,” this is not just an individual phenomenon where we are in conflict with other people who share something with us (”intra-group conflict”), it is also a social  phenomenon between groups that identify themselves differently from each other (”inter-group conflict”).  


Inter-group conflict and associated polarization is a result of how social processes in different communities shape the thinking of their members and this can often turn us against each other.  The assumption that we can resolve inter-group conflict involving mutual mistrust simply by appealing to critical thinking is extremely unrealistic.   


We do need to cultivate individual judgment as a priority.  But what we need is not the narrow rationality of the hermit that selectively chooses to participate in roles to meet solely their own individual desires in a presumed jungle of zero sum competition.  What we need is to cultivate a broader rationality that takes others and our deep interdependence into consideration and supports our practices for living together and flourishing together to meet shared and mutual need and desires as well, in spite of even deep disagreements.  


Thinking of rationality in a broad social and cultural way rather than as merely individual critical thinking has some intriguing implications that may be surprising at first.  It implies that our traditional conception of human abilities (intelligence, expertise, wisdom, personality, knowledge) may well all be expanded as a result of taking our social nature into consideration. 

Sunday, August 09, 2020

Review of On Inhumanity: Dehumanization and How to Resist It

Link to review on Amazon

Review of On Inhumanity: Dehumanization and How to Resist It, by David Livingstone Smith, Oxford University Press, 2020.  Review by Todd Stark.  

This book is a valuable new entry in the literature trying to explain how ordinary people become complicit in the wholesale exploitation and murder of entire populations of human beings.  Smith has created his own synthetic framework for thinking about this which draws on a wide range of sources from psychology, sociology, history, and anthropology, as well as drawing on philosophical analysis to clarify many of the critical points which rely on terms that are commonly used in diverse ways.

The author's framework differs from the way we usually tend to think of these things in several important ways. This framework proposes a very specific way of thinking about racism, and then a very specific way of thinking about dehumanization, and offers a process relationship between the two which explains how oppression and atrocity seem be justified and sustained by ordinary people who are not necessarily callous or bigoted.  

Although his argument is very much about race, he doesn't start from the usual ways of thinking about racism.  Instead he adopts a very specific definition of racism for his argument which serves to distinguish the cultural construct of a folk race from any of the similar sounding ideas in population biology and anthropology.  He draws on the concept of essentialism and the psychology of essentialism for his definition.

This is very valuable for the purposes of his argument, although it takes a little getting used to.  We tend to think of racism already as either (1) individual prejudice or (2) institutional oppression or (3) disparity in outcomes.  These usual definitions are already a bit troublesome.  It isn't just that they are different, they can also be conflicting, and there is often an implicit relationship between them when people speak of racism. 

 

Some race theorists have tried to separate the concept of race entirely from prejudice, which is a big source of confusion when someone uses that concept in speaking with someone who has the concept of racism as individual or institutionalized bigotry.  Then the idea that racism means thinking one race is inferior to another in every way doesn't seem quite right.  People we call racists don't necessarily think some races are inferior in every way to others.  They might for example think certain races are superior in some ways and inferior in others, as in the case of the Nazi racists who thought Jews were diabolically intelligent but otherwise less than human.    The idea that racists hate the races they consider inferior isn't quite right either.  Slavers wouldn't necessarily hate their slaves, they more likely thought of them the way they thought of livestock.

  

Taking the sweep of troublesome examples and confusions into account leads Smith to back off from all of those meanings somewhat to focus on a fundamental mechanism ("racializing") that makes them all happen.  That is our tendency to see a population as having an inherited shared essence that applies to all of the individuals.  If this was all there was to racism, this would mean that merely adopting the concept of folk races is racist by definition.  But why should merely defining categories of people result in racism?  Smith proposes that the concept of a hierarchy of categories of human beings of different value is already there from the start.  Because we already think in terms of a hierarchy, defining human beings into races is then all that is needed to have racism.   

This means that racist thinking need not necessarily have anything to do with skin color or any other physical characteristic, those are historical artifacts. Since we already have a sense of hierarchy of humans based on relative value, all it takes is to find some way of placing people into different categories, and we have a formula for systematic bias.  

That idea of a hierarchy of human types, each with its own essential value is what constitutes racism in this argument.  So for example, racist thinking need not necessarily have anything to do with skin color or any other physical characteristic, those are historical artifacts. 

So the notion of psychologically and conceptually "racializing" a population is a fundamental idea here. This is not enough by itself to lead to unfair treatment, much less genocide or slavery, but becomes a powerful lever for other processes which do make it much easier to carry out all of those things.  

One of the lessons the author wants us to learn is that once we identify "racializing" a population as a lever that makes mass atrocities possible, we also have an important tool for fighting back against them if we catch them early enough. Categorizing people in this way combined with making the categories into a hierarchy is what racism is about here.    

From the start this approach distinguishes Smith's framework from the way many of us think about exploitation and hatred.  These days especially, with all of the polarizations we see between people, we often think of ourselves as fundamentally "tribal," as if identifying with a group in some way automatically disposes us toward other members of the group and also against members of other groups.  We often see arguments based on the theory that loyalty to our group leads to loathing of other groups.  This aligns somewhat with some of the thinking in social psychology that starts with the minimal group model and extends to all sorts of other kinds of out-group hostility models. 

Smith does not start with this "loyalty leads to loathing" idea.  He finds that humans seem to have a more fundamental disposition to see each other as human by default and to treat them as human beings even while identifying with different groups.  What he finds makes atrocity possible is not the "othering" mechanisms themselves but the way our cultural artifacts, especially our ideologies, trigger and maintain our aversive social psychological mechanisms while suppressing our natural and automatic ability to see each other as human.  

Importantly, in this framework, ideologies in this sense are not arbitrary, they are motivated ways of thinking that specifically preserve the conditions that let some people take advantage of others for their own benefit.  The classic example is how the Great Chain of Being divided the world up into a hierarchy of beings of different value, and was a natural fit for justifications of the enslavement of lesser beings.  

So if this framework is correct, we have some good news: we are not biologically doomed to exploit each other.  We do need to be vigilant of how we think of identity and how our sense of identity and the identity of others is being exploited by social and political messaging that draws on ideologies that support oppression and fuel resentment.

The way Smith's framework sees mass atrocity becoming possible is through a process with at least two steps.  

First we identify a population in terms of the inherited shared essence that applies to all the members.  This is simply the essentialist tendency, it doesn't imply any negative connotations about the population identified, it just attributes an essence to them all.  This first step is critical to the framework because it distinguishes the cultural construction of folk races from any scientific use of similar terms in population genetics or anthropology.  In this framework, the essentialist tendency is the bedrock foundation that lets additional mechanisms exploit or kill entire populations.

If we aren't being tricked into thinking of everyone in a population as having some sort of hidden shared essence, we could see people as individuals and populations as having diversity within them, which can greatly reduce the effect of propaganda meant to stir up hostility and fear.  Seeing a population as having a shared hidden essence lets us discount the individuals we see who are exceptions to the stereotypes because their hidden essence still means they have the potential in them to express it.  

Next, once a population is seen as having a shared hidden essence, the mechanisms of dehumanization come into play.  Smith defines dehumanization in a very specific way for the purpose of his framework.  Dehumanization for the author is a combination of psychological dispositions and social and political mechanisms that cultivate and trigger those dispositions.  We have an individual ability to bypass our instinct to see see each other as human and instead to see others as lesser humans or as non-human, and this is the psychological aspect of dehumanization.  Once we see a population as having a shared hidden essence that ability can be exploited in service of an ideology that treats the whole population as less human or non-human, and that is the social and political aspect of dehumanization.  

Importantly, dehumanization in this framework is a motivated process.  It is not used blindly but because it serves our advantage to view other people as a resource for us to use at our whim or as a threat in some sense and exploit resentment and fear of them.  This means that once dehumanization is part of a widespread ideology, it is very difficult to combat because people are relying on it and benefitting from it. 

Since the point of theorizing about human inhumanity is to fight against it, I want to summarize the points from the Resisting chapter at the end of the book.

1.  Dehumanization is both psychological and political.  We have to recognize how individuals are affected by social and political factors which push us in particular directions in our thinking.  When people and organizations say things that leverage essentialistic thinking about human beings we need to fight the temptation from the start.  When we see people's humanity being ignored or denied for some political or rhetorical purpose, we need to recognize it.  The political and the psychological are linked by such things.  

2.  Being both political and psychological, we need to fight dehumanization both by recognizing and opposing its political expression and by recognizing it in ourselves.  Our temptation to dehumanize people who are themselves dehumanizing others is very strong.  This promotes the very pattern of thinking that we are trying to fight.       

3. Dehumanization isn't the same as bias in general, there are many kinds of bias.  The sense of dehumanization where we attribute less human or inhuman qualities to a group with some attributed shared essence is particularly dangerous and associated with the worst atrocities of humankind.  We need to be on guard against that in particular.  

4.  We can study history to understand that everyone is subject to these temptations, even our in our own nation, religion, or ethnic group.  We can't let our loyalties blind us to the powerful forces that make ordinary people complicit with terrible things.

5.  This framework emphasizes that dehumanization is not a natural result of seeing people as different.  It is a result of ideology exploiting our natural psychological mechanisms.  

6.  One of the things that lets oppressive ideology take control is the failure of people to listen to each other, to allow dissenting viewpoints, and allow credibility to be destroyed through cynicism.  Tyrants typically destroy the credibility of the press as part of their strategy to make their own ideological message stronger.   

7.  Dehumanizing propaganda is usually not directly about hate.  Assuming that dehumanization is motivated by hate is a mistake because it makes it harder to recognize when people are doing it.  It is more often about desperation, fear, and longing for salvation.  Accusing people of being hateful and responding in kind is a big obstacle rather than a help because that tends to further lean into and draw on dehumanization.  Avoid accusing people of "hate speech" when you mean prejudice or dehumanizing speech. 

8.  The very concept of folk races leans us into the unfortunate uses of the term, and people use the term racism in very different and sometimes even conflicting ways, so an important counter-intuitive result of this framework is that we should not be fighting racism by accusing individuals of it.  We should instead be very specific and explicit about what sort of bias or bigotry we think is going on rather than calling people racists in general.

9.  Remember that folk race is about a hidden essence, not a biological reality.  So any population can be "racialized."  It needn't depend on folk race or appearance at all.  Ethnic groups, national groups, religious groups, and even political parties can be and have been "racialized" for the purpose or result of dehumanizing them.

10. Know the warning signs of dehumanizing speech and ideology: people claiming to be victims of a vulnerable racialized group, people saying that a group doesn't belong here, is not one of us, should go back to where they come from, comparing them to parasites or vermin, or other non-human creatures, accusing a group of sponging off of other groups, of having special privileges that the majority are denied, of breeding quickly and threatening to replace the majority.

Tuesday, April 07, 2020

A beacon of realistic hope for living better together

Review of Transcend: The New Science of Self-Actualization
Book by Scott Barry Kaufman
Review by Todd I. Stark
Review on Amazon

I was so excited to see this book come out at this particular changing and turbulent time of global crisis when the frailty of many of our systems and the political and social ideas that bolster them is being exposed.  This new review of Abraham Maslow's vision strikes me as a very welcome beacon out of the traps that we tend to make out of our fears and insecurities and aggressions.

The vision is bolstered here by many observations and experiments that help us make sense of it and recognize just how realistic it is.      Transcend assures us that even in dark times, when reminders of our mortality are all around us, those very reminders can help us grow if we pay the right kind of attention to them.

Transcend offers a way to do better, to be better, by building on the psychology behind human growth and development which we have just begun to understand.

This is a book about the realistic possibilities for human beings living better lives.  Can we do better, and what does better really mean?  Transcend suggests an answer to both of those questions in a way that can be tested and justified empirically.  This takes the book out of the realm of wishful thinking or idealistic philosophy and makes it more like a justification for projects that build on that vision.

There's a crucial message here; we don't have to give up on human nature as inescapably corrupt and selfish.  There is strong evidence that human beings are, for the most part, trying to meet their needs, and having developed past mere deficiency, will naturally aspire to growth in a way that reaches out to and supports other people.

In times of global crisis, we see a variety of ways people are trying to get their needs met in spite of enormous fear and uncertainty.  So it is particularly appropriate now that we think about what it means to be human and recognize our commonality and shared fate.

Is there a psychologically realistic vision of good people populating a better world, or is it just a utopian fantasy?  Scott Barry Kaufman takes it on as a serious and important project to find out whether we can really justify the claim that people are good and can become better.

The starting place is the early humanistic psychologists who went through a world of pain and violence and cruelty in the mid-20th century and saw in it some glimmers of hope from a psychological understanding of the causes.  They saw humans as fundamentally good, but sometimes twisted onto a darker developmental trajectory by having to meet their needs by treating other people as objects.  As we come to understand this twisting, we have the potential to mitigate it rather than accept it as unavoidable.  One of the things Kaufman finds is that we all seem to have elements of darker and lighter traits within us.  The distribution is very much affected by the experiences we have trying to meet our needs as we develop. 

There seem to be several challenges with this thinking.  Are there people who cannot help themselves from doing cruel and selfish things and are we forever stuck with that aspect of ourselves?  Does  trying to understand people who do bad things just give them a chance to take advantage of us?   Doesn't a focus on developing the best each of us can be lead to focusing on the selfish aspects of ourselves?  These are real and significant questions and I think Kaufman takes them as such and tries to address them in this book using empirical data wherever he can.  He doesn't ignore the dark elements about us, but I think he does help put those into perspective.   Unhealthy strategies for meeting our needs are widespread in some times and places but understanding them may at least give us a way to address them better if we have the will and a better vision of humanity. 

Maslow's concept of self-actualizing as a way of describing us at our healthiest functioning remains intact here.  However it is further clarified by pointing out its relationship with growth, purpose, love and a very specific notion of how the healthiest people manage to step out of their selfishness, fear, and defensiveness for periods of time.  That is, the healthier we are psychologically, the more we experience periods of that can be said to transcend our narrow typical experiences and offer in a sense a better vantage point for seeing life.

Among the most interesting and unique characteristics of self-actualizing involve the reconciliation of apparently opposed values. This includes reconciling agency and communion; reconciling in-group love with unconditional love; reconciling self-love with love of others; reconciling selfishness and selflessness; and reconciling the quiet ego with the strong self.  The self-actualizing person is distinctly able to draw from both sides of what appear to others to be opposites.  Transcend has many fascinating examples of research into just how self-actualizing people manage to do this by drawing on their own unique strengths and how it helps them function in a more healthy way in alignment with a sense of purpose.

Transcend doesn't stop at merely painting a picture of what healthy meaningful thriving looks like in human beings, it also offers specific strategies for facilitating our growth, from the distinctive properties of leadership that help pull us toward our best, the distinctive properties of culture that help us grow and explore and love, and the strategies for how we can recognize and make best use of our own unique strengths in our own development.

If we want to do better, Transcend stands as a new lighthouse drawing us toward that possibility.  I don't know whether we will make the world better.   I have seen glimpses of this vision of growth in myself at times, going beyond the petty and the fearful and the aggressive in myself and getting unstuck from apparent paradoxes.  And I've seen it in many other people as well, who learn to accept and embrace a wide variety of strengths and learn to use them to make things better for others as well as themselves.  So I know it is at least possible and I truly believe it would make a better world if we built more upon those qualities. 

Thursday, January 02, 2020

Book Review

Action Versus Contemplation: Why An Ancient Debate Still Matters

Jennifer Summit and Blakely Vermeule
University of Chicago Press, 2018

I found this a very valuable discussion of the various forms this ancient dialectic has taken, from ancient Greece to the modern era of industry and knowledge work.

The authors use a touch of philosophy and history to some small degree but mostly selected literature to illustrate how we have come to see the active life and the life of contemplation.  Their conclusion is one I find myself agreeing strongly with, that the split between the life of action and the life of contemplation turns out to be artificial and historically contingent rather than something we can (as we typically seem to do) confidently take sides on.  Each of us has within us, "two contrary states of the soul" that each serve us in different ways.  Our need to make sense of these contrary motivational states pushes us ever toward telling moral stories that emphasize one or the other in different cultural environments. 

The argument mostly takes the form of examples where what seems to be reasons supporting one path or the other turn out to be better supporting some difficult balance of action and contemplation.  Herman Melville and George Eliot feature in particular.  The authors take pains to prepare the reader that they will not be comfortable with this conclusion, they will want to take sides, and it is opposing this deep temptation rather than defending a particular way of life that is the motivation for their book. 

Among the forms that the dialectic takes in this book are: the moral tale of the prudent industrious ant vs. the pleasure seeking grasshopper, skill vs. knowledge, theory vs. practice,  worldly engagement vs. otherworldly reflection, goal-oriented action vs. more broadly construed action, frenzied busyness vs. idleness, stress and relaxation, work and leisure, and ultimately they focus in on the modern University and its deeply entrenched division of sciences and humanities.  Taking the history and purposes of the modern college education into account, the authors make their final bid for reconciliation of the divided states of the soul.

At the very least the point is well taken here that we cannot afford to see our reflective nature as mere "idle navel gazing" nor can we afford to lose our goal orientation and love of efficiency.  We need to take the contrary motivational states that drive us to action and to reflection collectively as vital aspects of ourselves.  Though there are some intriguing and valuable examples such as trans-disciplinary studies and examples from art and fiction, just how to accomplish that reconciliation for ourselves is left mostly as an exercise for the reader.   


My related book list on Amazon

My review on Amazon

Monday, July 22, 2019

Todd's Review of Range by David Epstein



Range: Why Generalists Triumph in a Specialized World
by David Epstein
New York, Riverhead Books, 2019

Review by Todd I. Stark

This is a beautifully written and well justified discussion of the various specific things that are not taken into account by the widespread cultural emphasis on early specialization for success and our popular model of performance in terms of domain-specific expertise.

This takes the form of a single conclusion which I would paraphrase as: "we need to be able to play and explore widely and to color outside the lines for a while in order to become very good at solving the difficult problems we later encounter.  But our cultural obsession with specialization pushes counter to that." 
There is a constant tension of the author's confidence in his conclusion that generalists are uniquely valuable and desperately needed and his recognition that he is fighting an almost Quixotic uphill battle against powerful cultural trends and incentives for specialization. 
What he means by specialization and the factors closely tied to it:
  1. Head Start: Encouraging children from an early age to narrowly pursue things they seem talented at or have an interest in.
     
  2. Domain-Specificity: Training with heavy emphasis on the specific narrow range skills we know we will need in the target environment and assuming far transfer of skills from other activities will be limited or non-existent.
     
  3. Disciplinary Focus: Viewing learning as consisting of accumulating facts and theories specific to a particular field or subfield of study in order to become highly skilled at working in that narrow field.
     
  4. Persistence:  The idea that we should identify a passion early and stick with it no matter what because it’s what we’re good at and enjoy and so can become successful at it if we manage to persist.
     
  5. Fast and Efficient Short-Term Learning:  The assumption that we are learning better when we feel familiar with the material quickly and that we are then learning more efficiently. 

     
    Against those powerful and popular specialization factors, Epstein presents several compelling lines of evidence:
     
  1. Domain-Specificity varies with Kind vs. Wicked Learning:  The argument for early specialization and domain-specificity is based on the observation that we need a long period of deliberate practice to accumulate the patterns and skills specific to performing in that specific activity and that practicing or exploring other activities is unlikely to do anything helpful for our performance in our specialty.  Epstein counters that on closer inspection we find a crucial distinction between different kinds of domains and learning environments, where in some of them deliberate practice reliably makes us better but in others deliberate practice either helps much less or can even make us perform more poorly under some conditions.  So not all domains or learning environments are equally specific and the head start is not equally helpful in all activities. 
  2. Creative Performance comes from early exploration and interdisciplinary learning:  Given the domain-specific view of expertise we tend to assume that in order for someone to perform at a high level in any activity, since they need expertise, they need to specialize in that activity.  Epstein counters that when we focus specifically on creative performance, we find that deep expertise can be invaluable but is not enough.  In order to come up with truly novel solutions to problems we need to make use of analogies that cross different domains while sharing deep structural similarities.  That means being familiar with a wider range of ideas and ways of thinking than just those in our specialty, and so Epstein says creative performance is found more in people with broader backgrounds.  Epstein argues that outstanding creative performance also tends to be associated with early exploration of different activities more than with early specialization. 
  3. The Efficiency We Perceive from Narrow Immersion is Very Often Illusory: We tend to assume that when we feel more familiar with the activity or material that we are learning it.  That’s part of the strong intuitive appeal for immersion in an activity comes from, it feels like we are learning more when we are more immersed.  Epstein argues that the evidence from learning research show quite often exactly the opposite, that the learning we think we are doing under conditions of immersion is either much less or much shorter lived than we assume.  Robert Bjork’s concept of “desirable difficulty” in learning and the evidence base behind it plays a central role in this argument.   This, Epstein argues, tells us that “slow learning” which helps us make new connections between a wider range of experiences is much more conducive to learning in the long run than fast, efficient learning from immersion in a narrow subject matter.
  4. Match Quality is Not Necessarily the Same as Early Passion: Part of the argument for early specialization is based on the assumption that people have certain interests and talents from early on and if they can find something that matches them well and start early, they can align their passion with a successful career in that activity.   Epstein argues that what we know about lifespan development tells us that people’s passions are not so fixed or narrow and finds a number of cases of exceptionally successful people who spent their lives exploring and trying different things before finding a match that was truly satisfying and successful for them.   
Range is an appeal to encourage exploration in our lives from early on and for experimenting and experiencing broadly in our learning, even though it may seem to be inefficient or slow.  Epstein does not deny the immense value of long deliberate specialized practice in “kind” domains or the value of having deep specialized experience in some areas, but he has also made a passionate and well-argued case for making better use of a completely different dimension of performance.  A dimension rooted in longer term developmental outcomes, more exploratory or playful learning, and an ongoing search for ever better matches between our interests and abilities and our activities. 

Review on Amazon:
https://www.amazon.com/review/R3I57PTPZXSYU4/ref=cm_cr_srp_d_rdp_perm?ie=UTF8

Friday, January 29, 2016

Rate of weight loss is not a good predictor of long term success

The Problem of Obesity:  Personal efforts to combat it

Rate of weight loss and its relationship to long term success

Linked below is just the latest among 4 studies I've reviewed from about 2000 to the present that appear to support the conclusion that the rate of weight loss does _not_ have an intrinsic effect on long term maintenance success.  That is important to know especially because a number of sources, some of them authoritative, promote that heuristic, such as claiming that people should lose weight at a particular gradual rate in order to maintain loss.  Fitness programs sometimes promote the reverse idea, that people can only succeed if they see dramatic results to encourage them. 

However the research seems so far to be telling us that rate has no intrinsic relationship to maintenance success in either direction. 

Collectively to me these studies don't seem to say that fast is better, and they don't seem to say that slow is better. 

I think it means that your choice of strategy if you are deliberately trying to lose and maintain weight for some reason should not be based upon rate by itself.   The heuristics of "gradual is better" or "fast is better" are very weak and should be rejected and replaced with more specific strategies that apply either more generally to people, or which have been calibrated more specifically for your own situation.  Haphazard use of the rate heuristic in isolation is implied by these studies to be very likely unhelpful.

Instead we should think about whether we are able to sustain the changes needed to lose the weight long enough to achieve our objectives, and consider how we are going to make the transition to maintaining a different body composition. 

Are we relying entirely on our enthusiasm to lose weight to trade off effort for early success, for example.  That's where fast early success can fail us, as our enthusiasm wears off and we find the things we were doing initially are becoming more difficult.

Conversely are we relying entirely on the assumption that gradual change is easy and sustainable?  This is shown to not neccessarily be the case.  People often find gradual change increasingly difficult to sustain eventually just as they find rapid chagne increasingly difficult to sustain. 

It isn't the rate itself that makes a difference, that impression seems to be partly a matter of us spreading weakly investigated but intuitively appealing information, and perhaps the compelling nature of the metaphor of rate and effort over time, where we tend to imagine something like trying to run up a hill and then falling back down vs. travelling over a gentle slope.  That metaphor breaks down apparently when it comes to weight maintenance over time.

(Vink et al., 2016)
http://onlinelibrary.wiley.com/doi/10.1002/oby.21346/epdf

Previous work with similar results:

(Nackers, Ross, and Perri , 2010)
http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3780395/

(Das, Saltzman, Gilhooly, et. Al, 2009)
http://onlinelibrary.wiley.com/doi/10.1038/oby.2009.120/full

(Astrup and Rossner, 2000)
https://www.ysonut.fr/sites/fr/pdf/Ysodoc/C0103.pdf

Thursday, August 06, 2015

Fatness and Obesity: Framing the Problem

Fatness and Obesity - Framing the Problem
The Big Fat Problem refers to both obesity and fatness, but I want to make a distinction from the start between those subproblems because while they overlap they don’t always go together.

For our purposes here, I am going to define obesity as a pathological condition of visceral body fat associated with various metabolic diseases. The problem of obesity is obviously closely related to the problem of fatness, it a subset of that larger problem. But a lot of people are fat without being unhealthy and a lot of people are unhealthy without being fat, so fatness itself is not necessarily pathological, even if we sometimes find it unappealing or undesirable.

The causes of fatness also overlap heavily with the causes of obesity, but in the case of obesity taken to an extreme pathological degree in a way that impacts our health as well as our aesthetics.
1. Different Kinds of Emphasis: Thriving, Health Risk, Fatness, Fitness


The distinction between obesity and fatness is important because we can sometimes do something beneficial for our health without necessarily making the big changes we might prefer to make in our appearance. People can also alter their appearance sometimes without necessarily improving their health very much. Focus on thriving, focus on health risk, focus on fitness, and focus on fatness are four different ways of thinking about these related problems. The situation is complicated by bringing fitness into the picture, as health enthusiasts understandably want to do. I suggest that it does make a difference to our long term success whether we approach the Big Fat Problem from the perspective of thriving, health risk, fatness, or fitness. Of the four kinds of emphasis, I suggest that long term success depends to some large degree on how much we focus on thriving in particular. Fatness, fitness, and health risk are important but they don’t motivate us robustly in the same sense as our desire to thrive.
2. The Obesogenic Environment


Since obesity was rare until relatively recently, and it is unlikely that significant changes in the stable aspects of our heredity have occurred in that period, it is generally assumed (with good reason I think) that the current prevalence of obesity is driven largely by changes in our environment. As opposed to the most heritable aspects of biology changing for example. The idea is that we have not become a new and fatter species (homo obesicus?), but we are still the same species living under conditions that create vulnerabilities for our existing genes.

Since it appears that prior to modern environments obesity was relatively rare, it seems reasonable to assume that the incidence of obesity is being driven by the relatively greater availability, variety, palatability, and reward characteristics of food, our relatively more sedentary lives, and perhaps some failure of our self-regulatory mechanisms to compensate for those environmental changes because of various changes in the way we live. Diet authors have made some far more specific claims and I want to address the strengths and weaknesses of those. But for now I just want to affirm that the “obesogenic environment” theory of obesity is probably a very good starting point for analysis. The idea is that our body is well tuned to tend to regulate itself under a variety of conditions, but we have created particularly extreme conditions for ourselves that in some sense bypass those regulatory abilities.
3. Mismatch Theory
Since the problems of obesity and fatness are very complex, I think it is helpful to find a way to think about them in a general way, to have an overall framework. The concept of an obesogenic environment provides us with a good start. For increasingly many of us our environment has come to bypass the ability of our body to regulate its storage of energy, resulting in the problem of fatness. That fatness in turn often becomes a problem for health, resulting in the problem of obesity.

Why has our environment become increasingly obesogenic? Perhaps the most general and plausible theory that brings the most observations together under a single umbrella is the mismatch theory. The mismatch theory says that human biology and human culture both evolve, but at very different rates. The genetic composition of organisms  is refined over time by Darwinian processes for particular ways of adapting to environments. The epigenetic composition of organisms is altered by the environment and behavior of our more recent ancestors.    When environments change very rapidly compared to those Darwinian effects on our genome, the previously adaptive functions of the organism can become maladaptive for the new environment .  The mismatch model is most centrally about differences between Darwinian adaptations and current environments, but that doesn't negate the possible significance of other effects that may be important  factors in obesity, such as epigenetic inheritance from our parents.  This model is particularly helpful as a very high level organizing principle for a very large and complex set of factors that lead to metabolic disorders. 

In a sense, human culture is a part of human biology, it is part of what allows us to survive, reproduce, and thrive, when it supports the needs of our biology. Since culture evolves more rapidly there is also a distinct possibility for culture to evolve in such a way that it no longer supports human biology in the same way. Our culture can outpace our genes in some ways, resulting in areas of mismatch between culture and biology.

Mismatch theory is very broad and very powerful, which also means we should be careful about applying it too casually. It would be easy to see every aspect of the obesity problem in terms of mismatch, whereas there may be factors that are better seen in other terms. However as a framework for troubleshooting, if we keep its limitations in mind, I think the mismatch theory provides us with our best starting point.
4. Problems of Comfort and Consumerism
During the latter 20th century we got increasingly fat and increasingly unhealthy at a rapid pace and it is useful to view that as a result of various aspects of our cultural environment changing rapidly compared to various aspects of our genome, which then becomes maladaptive for our current environment.

Given that framing of the problem, the big question becomes which aspects specifically of our culture and our genome are in conflict to cause the environment to become obesogenic? That’s where the most intense differences of opinion about The Big Fat Problem seem to arise. Did we get fatter because we started eating more grains? Did we become fatter because we started eating more sugar? Did we get fatter because the physical demands of our lives decreased to make us less active? Did we become fatter because more food is available and we just can’t help eating it?

Part of my framing of the solution is that people who succeed at maintaining a healthy weight after being obese have effectively created a local environment for themselves that protects them from the obesogenic aspects of their environment, and without forcing themselves to constantly fight their own biology or their own desires.

In order to create this sort of local environment, we have to understand what about our lives is most mismatched with our ability to regulate our energy storage. Is it the sorts of things we are eating? The activities we engage in? The nutritional quality available to us? The amount of food available to us? The way food is marketed to us? The level of stress in our daily lives? The amount of sleep we get? The kinds of bacteria that live in our body? These ideas have all been proposed and any and all of them (and more) can be argued to be plausible factors. I want to insert a caution here about being too confident that we have identified the problem by identifying any of these particular aspects of our environment. It seems to me that sort of thinking tends to lead to ineffectively narrow strategies.

One way of keeping our perspective on troubleshooting rather than false solutions is to frame the problem in a very general way. I’ve suggested that the obesogenic environment is one very general framing. Mismatch between culture and biology is a further refinement of that thinking. A third suggestion I would make is to view mismatch in terms of the twin overall trends in culture toward comfort and consumerism.

These dual trends of comfort and consumerism are both associated with affluence on a grand scale. As wealth has increased in various parts of the world, so has the availability and variety of food and the reduced need for hard physical work. At the same time, the economies that drive that wealth are typically themselves driven by constant efforts to increase profits by producing more at lower cost and selling more. These broad trends both have many problematic implications for a species that has evolved in various ways to prefer and exhibit efficiency in its use of energy whenever possible. This is, broadly speaking, where I think the mismatch problem becomes obesogenic. I suggest that these are the aspects of our environment that we have to be most careful to protect ourselves from.


5. The Pivotal Calorie - Quantity vs. Quality


I’ve offered a broad framing of the problem of obesity in terms of specific aspects of modern culture that are mismatched with our stingy biology and create an environment that tends to make us fatter. A final level of specificity in framing the problem is needed in order to come up with specific ways of changing our behaviors and environments to be healthier. To do detailed and specific troubleshooting of our own situation, we need to have an accurate sense of how cultural mismatch actually impacts our behavior, nutrition, and metabolism. What sorts of things should be looking at in order to understand how our environment is affecting us and make effective and useful changes?
Calories In


Consider two facts about intake and fatness:

1. Population increases in obesity coincide with people eating more across those populations.

2. Individual increase in fatness does not always coincide consistently with people eating increasingly more.

A lot of wasted effort has been invested in arguing over which of these two facts is more important and a lot continues to be wasted.

Authors have devoted entire books to arguing about whether or not we should be monitoring calories or simply eating certain things vs. others.

The polarization over that question has far outstripped its usefulness, so for the record I want to try to put this question into some perspective here.

In recent years a number of authors have tried very hard to revolutionize our understanding of the problem of obesity by framing it as hormonal rather than in terms of energy balance. These authors argue that traditional weight loss solutions involving restricting calorie intake have failed because the problem is not one of how much energy we take in but of how our body uses that energy. The popularity of this view can be traced largely to Atkins, Taubes, and through most variations of the diet advice promoting high protein, high fat, low carbohydrate, low sugar, low glycemic, and “paleo” strategies (especially the animal-based ones).

Statistically, however, the first fact is undeniably the more important. When we look very closely at physiology for brief periods it appears that people can become fatter to some degree without eating more, but that does not seem to be a big part of the obesity problem at a population level. Some authors have denied that the second fact is even possible to any degree that impacts health, but I am going to stipulate the possibility here for the sake of argument.

I don’t think the problem of whether hormonal effects might make us more efficient at metabolizing vs. storing fat is terribly consequential, since the putative “fat burning diets” (usually high fat ketogenic diets) that people have heavily promoted are not sustainable for most of us anyway. Most of us don’t thrive on a ketogenic diet in the long term, so the claim that it is a solution to obesity has often been vastly exaggerated.

Further, for the more reasonable (less restrictive) versions of “hormone balancing” strategies, it doesn’t really matter whether they provide their benefit by altering metabolism or via helping us eat less.

What does matter is whether we are viewing the problem in a realistic way that lets us do useful troubleshooting. If I’m trying to lose weight or maintain a weight and I specifically avoid monitoring certain things because I’ve adopted a theory that disregards those, I could very well be ignoring very valuable resources. For example if I’ve adopted the view that “calories don’t matter” and I’ve committed myself to a particular diet, and I find that I’m gaining weight on it or that it is becoming increasingly hard to sustain, I’m not going to have any idea why I’m having a problem or what to do about it because I’m not monitoring important variables that I could be adjusting. I have to rely on the heuristics provided by the authors who promote that diet, and those are almost always anecdotal and based on selective experience of people who are similarly committed to that strategy. If I’ve adopted the view that “calories are the only thing that matter,” I could very easily find myself in the same unfortunate situation, not monitoring some of the variables that could be used to improve my success.

We sometimes draw simplistic and unhelpful conclusions from each of the above facts, resulting in endless and largely useless debates over whether quantity or quality of food matters most to obesity.

If we do follow these debates, seem at first to discern roughly two camps: (1) the “calories in/calories out” camp that seems to argue that the quality of food doesn’t matter and fatness is entirely about how much energy we take in and expend, and (2) the “metabolic advantage” camp that seems to argue that the amount of food we eat makes no difference to fatness so long as we eat the right sorts of things.

I’m not entirely sure whether anyone actually believes either of those extremes are true, outside of heated debates perhaps, but I’m pretty sure they are both exaggerations. Quantity and quality of food both matter to fatness and to health and thriving in general.

Since more obese populations eat more than less obese populations, we are often tempted to blame obesity on eating more and exhort each other to count calories and take in less food. Most attempts to simply eat less are a dismal failure in the long run.

Since we are relatively bad at monitoring our own metabolic energy dynamics and since those metabolic energy dynamics change significantly from one set of conditions to another, we are alternately often tempted to blame obesity on how the environment is “breaking our metabolism.” Broad attempts to fix our broken metabolism and to invoke “fat burning metabolism” by eating in a certain way have not resulted in real sustainable solutions for most people who attempt them.
Calories Out


An important part of the metabolic energy dynamics picture is activity.

Consider two facts about activity and fatness:

1. Population increases in obesity coincide with decreases in activity.

2. Individual increase in fatness does not always coincide consistently with people getting more activity.

Again, as with food quantity and quality, we find a lot of debate over the calorie in terms of activity. Do we need to move more or eat less, or just move and eat differently?

If we were to accept the extreme quantity argument about fatness, and extend it to activity, we seemingly would be saying that people just need to “burn off” more than the calories they take in, and weight loss would simply and reliably follow. Trying to burn off calories to regulate weight is typically a dismal failure. People feel compelled to exercise in ways they don’t enjoy just to compensate for eating and they come to resent it. They also very often tend to eat more to compensate for the exercise, defeating the whole purpose. So the simplistic form of the quantity argument doesn’t extend to activity either, even though there is no doubt that moving more expends more energy in general.

If we were to accept the extreme quality argument about fatness, and extend it to activity, we seemingly would be saying that specially designed exercise programs can alter our metabolism in ways that make us leaner without affecting our intake adversely. This is in line with what many people selling fitness products do claim in their advertisements, but it doesn’t seem to be a real obesity solution for most people either.

Analysis by researchers seems to so far implicate intake rather than exercise per se in the population incidence of obesity. Populations studied so far did not become fatter simply because they moved less. The quantity argument about activity has not been supported in that respect. However sedentary living is undoubtedly one of the factors that makes fatness a problem. Activity has consistently been shown to be an important factor in maintaining healthy levels of body fat and being sedentary (sitting a lot) seems to be an independent risk factor apart from simply not exercising. So a sedentary lifestyle does seem to result in us becoming poorer at regulating our body fat and maintaining our health, even if it is not specifically because of “burning less calories.”
The Big Fat Problem


The Big Fat Problem is that increasing fatness is very difficult to reverse both in individuals and in populations once the trend is established, and eventually leads to the potentially serious health implications of obesity.

The problem is so difficult in part because it is a result of our biology being unprepared to compensate for the extremes of demands and temptations found in our environments. We can oppose it in various ways for a while, but long term success is relatively uncommon. The solutions offered to us tend to fall into conflicting extremes that work in the long term only to a very limited extent and lead to confusion and frustration.

What as individuals can we do about The Big Fat Problem?

What can be said about it that has not already been said?

1. We can emphasize thriving over aesthetics or risk or fitness. Whatever we do must be consistent with thriving amd not result in constant deprivation and distress for the sake of health or fitness or appearance.

2. We can learn to treat fatness as a developmental concern rather than a quick fix, since the long term is the more important and the more challenging time frame for addressing the problem.

3. We can learn to troubleshoot our own problem of fatness by better navigating the popular dialectics of quantity and quality or intake and activity